KYC Analysts

New York, NY

Posted: 11/01/2018 Industry: FIN Consulting Job Number: 11541561
" 1st line verification of the identity of prospective new clients within the Investment Banking Capital Markets division;
" Act as a liaison between Banking deal teams and FCC, responsible for the completion of the KYC process and ensuring proper diligence is completed in line with the KYC guidelines for IBCM clients;
" Conduct database searches and evaluate results to ensure that new customers are not subject to OFAC or other global sanctions lists and that the customer and related parties do not present any reputational risk to the Firm;
" Undertake specific due diligence as required, including but not limited to, Finders/Consultants, Reputation Risk, Politically Exposed Persons (PEPs), Sanctions, Sustainability;
" Advise deal teams of deficiencies in paperwork submitted and educating deal teams on the Firm's KYC obligations;
" Work closely with FCC units in other jurisdictions in order to keep abreast of local regulatory requirements;
" Collaborate with FCC and other corporate functions to make sure IBCM is fully abreast of current regulatory requirements and is prepared ahead of time for expected changes to the KYC process;
" Ability to handle multiple functions under tight deadlines with a high degree of accuracy and efficiency;
" Identify and undertake projects to improve the process and application of Client Client ID procedures, as and when required, utilizing technology where possible;
" Must be able to interact with members of deal team at all levels and be able to work under tight deadlines; particularly during off hours as we service a 24-hour business.
You Offer...
" Completed undergraduate degree, business, legal or related business compliance field preferred;
" Minimum 1-3 years AML/KYC experience for a Financial institution with experience of due diligence of Investment Banking Capital Markets Clients (Corporate clients, Financial Institutions, Non-Bank Financial Institutions, Hedge Funds, Funds, SPVs);
" Solid analytical and problem-solving skills;
" Strong attention to detail;
" Superior time management, ability to prioritize responsibilities and remain organized in a high pressure environment;
" General understanding of the IBCM business and the products and services it offers (M&A, ECM, DCM, HYCM, Corporate Lending);
" Sound knowledge of the wide range, and complex variety, of fund/corporate structures;
" Strong Microsoft Office and Word skills;
" Knowledge of Investment Banking, and/or Wealth Management industries preferred;
" Knowledge of financial regulations in particular those relevant to Investment Banking
" Knowledge of Lexis Nexis, Bloomberg, World Check, Factiva and various Compliance Related Systems

Nick LaPetina

Apply Online

Send an email reminder to:

Share This Job:

Related Jobs:

Login to save this search and get notified of similar positions.