Custody Operations

Woodbridge, NJ

Posted: 01/17/2020 Industry: FIN Consulting Job Number: 13084417

Job Description

  The Custody Department is seeking a Senior Custody Associate.  The preferred applicant has experience in financial services, custody operations and the proxy/class actions processes.
Familiar with the following security processes:
• Proxy
• Class Actions
• Custody (corporate actions, trade settlement, reconciliations, mutual funds, asset transfer)
Responsibilities:
• Receive daily Class Action announcements.  Review, validate, and file for all class actions
• Monitor proxy meeting alerts and follow up on any voting
• Perform daily validations of holdings for voting
• Monitor controls, reports, and other risk mitigations
• Work with custodians to identify and resolve any identified differences
• Escalate appropriate issues to manager
• Assist on initiatives as required
  100 Woodbridge Center Drive
Woodbridge, NJ 07095-1191


Nick LaPetina    

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