Corporate Actions Associate

New York, NY

Posted: 04/02/2021 Industry: FIN Consulting Job Number: 14772922

Job Description

  This person' s primary role will be handling all Asset Services related functions for the Client' s Trading Desks who are currently trading US Government Bonds, CAD Government Bonds, CAD Province Bonds, Japan Government Bonds, Japan Equities, and Canada Equities.  This person will be able to provide the much needed support for the upcoming Delta One business and will also be able to provide additional coverage for the Client' sTrading Desks.   Job Description:
(What are the specific responsibilities?)
  • Asset Servicing Functions
    • Corporate Action Events
      • Voluntary Tender
      • Mandatory Tender
      • Lottery Results
        • Notify Traders
        • Pledge Release
    • Redemptions
      • Maturities
      • Full Calls
      • Final Paydown
    • Dividends
      • Stock Split
      • Stock Dividend
      • Cash Dividend
      • Foreign Cash Dividend
      • Spinoff
      • Optional Dividend
      • Rights Distribution
    • Corporate Action Notifications
    • 144A/REGS Conversions
      • DWAC Instructions
      • Transfer Agent Documentation
      • FAST Eligibility
      • Fungibility Updates
    • Break Resolution
      • BPS Breaks – Cash / Positions
      • ICI Breaks – Cash / Positions
      • BPS vs ICI Breaks – Cash / Positions
      • BPS vs Bloomberg – Cash and Positions
    • Liability Tracking
      • Monitor unsettled trades, failed trades, CNS and non-CNS, and borrows/loan returns
    • Withholding Tax Exposure
    • Foreign Tax Relief
    • Optional Stock Dividends
    • Dividend Reinvestment
    • Handle all External Inquiries from Clients, Custodians, and Transfer Agents
    • Handle all Internal Inquiries from Traders/Sales, Finance, Product Control, Operations, Risk, Legal, and Compliance

Meet Your Recruiter

Seth Friedland

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