South Jordan, UT

Posted: 02/27/2019 Industry: FIN Consulting Job Number: 11918263
The Margin Representative monitors the daily activities of cash accounts to ensure compliance with the regulations of Client Board (Regulation-T), Client, and firm' s own internal credit policies. The representative analyzes accounts with credit and risk issues associated with complex trading strategies. Specific responsibilities include: 

• Analyze trading activity in client accounts and enforce Client regulations  
• Review account restrictions and violations for accuracy and notify branch of remediation needs. 
• Verify open account debits and work with branch to resolve. 
• Review bounced checks and unsecured debits for resolution and notify branches.
• Answer branch responses and reach out on unresolved open trades due for extension. 
• File extensions with Client on open trades. 
• Work on ad-hoc projects within the department. 


-Superior customer service skills 
-Strong problem solving and analytical skills 
-Ability to use appropriate analysis, judgment, and logic when solving problems & making decisions 
-Excellent teamwork, communication and presentation skills 
-Desire to work in a team oriented environment 
-Ability to listen and communicate effectively with others both verbally and written 
-Ability to work under pressure in a time sensitive environment 
-Computer skills including: Word, Excel, Power Point, outlook 
-Candidate should be a self-starter with the ability to work on their own initiative as well as be a solid team player 
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