AML/KYC Client Onboarding

New York, NY

Posted: 07/07/2020 Industry: FIN Consulting Job Number: 13637665

Job Description

  AML/KYC Client On-boarding; knowledge in US and Cayman KYC regulation; detail oriented

o Obtain and verify client data attributes using authorized validation sources
o Ensure client data is up-to-date and correct per policy guidelines
o Input and maintenance of regulatory identifiers for transaction reporting requirements
o Perform process analysis and provide inputs for change initiatives
o Involvement in the identification and management of process improvement projects
o Data analysis and report creation in relation to process volumes, risk and quality
o Collect and check client documentation for CIP process and ongoing client documentation refresh
o Follow up on issues with functional stakeholders
o Liaise with the various Business Units to obtain the necessary Anti-Money Laundering and documents and explain the requirements where necessary
o Process regulatory mails on a daily or annual basis as needed
o Work with our vendor, business units, risk, compliance and/or clients to obtain Qualified Institutional Buyers documents
o Carry out tasks related to the job in accordance with the instructions of the supervisor

o Have confident command of English language
o Take responsibility for assigned work tasks. Adhere to the assigned timeframe
o Be available to answer questions and queries from local and remote team members and users in a timely fashion
o Behave in an honest and ethical manner in accordance with the Code of Conduct and the Employee Handbook
o Understand and adhere to the organization' s values
o Be a team player
o Be accurate and pay attention to details
o Escalate issues and risks to the supervisor in a timely fashion
o Be able to effectively and actively ensure upward, downward peer communication of information and issues and risks
o Be able to deal easily with multiple issues and tasks under pressure
o Acquire necessary business knowledge to complete the task

Meet Your Recruiter

Robyn Banks

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