Specialized Consultant Senior

New York, NY

Post Date: 09/05/2017 Job ID: 10075401 Industry: FIN Consulting
Update: In terms of the candidates currently in Fieldglass, many of the candidates have deeper compliance, AML, legal, or litigation backgrounds. Could use more experience in Op Risk management or Enterprise risk management and more experience in drafting policies / procedures.


Needs:
" Legal experience
" Excellent writer
" Compliance/policy/procedures/training

i. Drafting Firm Policies and Procedures on Operational Risk - Advice and guidance regarding Firm policy and procedures on risk globally and across all the Firm's divisions and businesses. Operational risk spans the spectrum of risks, and may impact any of Brokerage operations.
ii. Research, Drafting and Writing - Provide input and execute policies and procedures on bank regulation across all Americas/Europe/Asia businesses and globally - Assist in developing, executing and tracking progress to annual updates of policies and procedure s (i.E., monitoring regulations and business changes)
iii. Corporate Review Processes - Work with Firm executives on content review, incorporating applicable regulations and business processes to ensure that procedures are correctly stated - Document and track review process and conduct due diligence (research and fact-checking) to ensure appropriate documentation of changes, corporate reviews and approvals

Laura Mayland


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