Regulatory Product Manager


Post Date: 03/20/2017 Job ID: 9630279 Industry: FIN Perm
Experienced Manager, Product Management in our Jersey City, NJ office. In this position you will function as a subject matter expert to interpret SEC rule 15C3-3 for Wealth and Capital markets back office platforms. You will provide level 2 Production Support as/when needed. You will also conduct competitive and industry research.
Responsibilities include:
Accountable for all aspects of the product life cycle: product definition, functionality, regulatory requirements, market and client dynamics, competitive intelligence, with sales and marketing interaction, business development, business analysis, product support, and account management
Focus on the financial health of products and guide the development of products
Provide Subject Matter Expertise in interpreting and applying SEC rule 15C3-3 in our SEG processing
Write BRDs and Proposed Initiative Summaries as assigned
Lead and prioritize development resources
Participate in projects, initiatives, assessments, etc.
Provide sales support including demos/RFIs/RFPs
Primary contact with Development team to handle resource priorities
Collaborate with Marketing in order to coordinate collateral development, websites, roadshows, booth participation, public relations, etc.
Work on client conversions/on-boarding as needed
Gain expertise in assigned product areas
Ensure back-office applications are correctly calculating SEG by performing end to end reviews of SEG calculations, identifying flaws, and making recommendations for improvement to this process
5+ years related experience in brokerage operations with expertise in applying SEC rule 15c3-3 with regards to SEG processing and control

Barry Whelan

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