Associate

New York, NY

Post Date: 01/11/2018 Job ID: 10440161 Industry: FIN Consulting
Top skills: Excel, Analytical and organizational skills.

The Syndicate Operations consultant candidate will have responsibilities to meet all deadlines for the various logistical requirements for each new issue transaction.

Primary Duties and Responsibilities:

• Process MS only designated sales credits to internal accounts for both lead and co-managed deal
• Obtain the CUSIP number from the S&P industry utility for the transaction
• Submit information to DTCC for issue eligibility
• Communicate deal information to all branches on new deal pricings
• Contact and coordinate information to deal Transfer Agents
• Balance syndicate system vs trading accounts
• Prepare ' Recaps' of deal allocations between deal managers and customers
• Communicate daily differences with Controllers on P&L
• Reconcile month end payable, receivable and deal expense balances
• Review of prospectuses for proper syndicate language
• Submit deal information to regulatory bodies in accordance with Regulation M
• Review Security Products file to ensure appropriate prospectus language
• Participate in a formal closing call with the issuer, transfer agent, investment banker, and members of DTC on value date


Experience & Skills Required:
• Candidate should have a general understanding of industry operational processes
• Candidate must have ability to perform multiple tasks and meet deadlines
• Candidate must have good oral and written skills
• Candidate must have knowledge in MS Word/Excel/Access

Ashley Maldonado


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